-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q5ypPgNYCTZLp08oWKITae0CAxTjC9XIGDpDpikLNBzlUPGgiKDB23CKlC0Pi7JN 9yT0tWQyoRgdQtAQw39CLQ== 0000726601-00-000005.txt : 20000508 0000726601-00-000005.hdr.sgml : 20000508 ACCESSION NUMBER: 0000726601-00-000005 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000505 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL CITY BANK GROUP INC CENTRAL INDEX KEY: 0000726601 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 592273542 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-37659 FILM NUMBER: 620558 BUSINESS ADDRESS: STREET 1: 217 N MONROE ST CITY: TALLAHASSEE STATE: FL ZIP: 32301 BUSINESS PHONE: 8506710610 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH PATRICIA L CENTRAL INDEX KEY: 0001113646 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: CAPITAL CITY BANK GROUP INC STREET 2: 217 N MONROE ST CITY: TALLAHASSEE STATE: FL ZIP: 32302 MAIL ADDRESS: STREET 1: CAPITAL CITY BANK GROUP INC STREET 2: 217 N MONROE ST CITY: TALLAHASSEE STATE: FL ZIP: 32302 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Capital Bank Group, Inc. - ------------------------------------------------------------------ (Name of Issuer) Common Stock, $.01 Par Value - ------------------------------------------------------------------ (Title of Class of Securities) 139 74 105 - ------------------------------------------------------------------ (CUSIP Number) J. Kimbrough Davis P.O. Box 11248 Tallahassee, Florida 32302-3248 (850) 671-0300 - ------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 24, 2000 - ------------------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages SCHEDULE 13D - --------------------------------------------------------------- CUSIP No. 139 74 105 Page 2 of 5 Pages - --------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS Estate of William Godfrey Smith, deceased I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) - --------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - --------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - --------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] N/A - ---------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ---------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES -------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 0 OWNED BY -------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 0 REPORTING -------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 0 - ---------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ---------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% - ---------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - ---------------------------------------------------------------- SCHEDULE 13D - ---------------------------------------------------------------- CUSIP No. 139 74 105 Page 3 of 5 Pages - ---------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS Patricia L. Smith I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) - ---------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ---------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ---------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] N/A - ---------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ---------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 1,326,352.6 SHARES -------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 0 OWNED BY -------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 1,326,352.6 REPORTING -------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 0 - ---------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - ---------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13.0% - ---------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------- Item 1. Security and Issuer ------------------- The class of equity security to which this Schedule 13D relates is the common stock, par value $.01 per share ("CCBG Common Stock"), of Capital City Bank Group, Inc., a Florida corporation ("CCBG" or the "Issuer"). The principal executive offices of CCBG are located at 217 North Monroe Street, Tallahassee, Florida 32301. Item 2. Identity and Background ----------------------- a. This Schedule 13D is being filed on behalf of the Estate of William Godfrey Smith, deceased (the "Estate") and Patricia L. Smith. b. Both the Estate and Patricia L. Smith may be reached: c/o William G. Smith, Jr. Capital City Bank Group, Inc. 217 North Monroe Street Tallahassee, Florida 32301 c. Not applicable. d. Not applicable. e. Not applicable. f. U.S.A. Item 3. Source and Amount of Funds or Other Consideration ------------------------------------------------- On April 24, 2000, the Estate made a discretionary distribution of 1,166,206 shares of CCBG Common Stock (the "Estate Shares") to the Residuary Trust under the Last Will and Testament of William Godfrey Smith, dated May 18, 1998 (the "Residuary Trust"). Immediately subsequent to such distribution, the Residuary Trust distributed the Estate Shares to Patricia L. Smith. Item 4. Purpose of Transaction ---------------------- See response to Item 3 above. a. Patricia L. Smith has reached an agreement in principle to sell the Estate Shares to William G. Smith, Jr. and Robert H. Smith in a privately negotiated transaction for total consideration of $16,837,099.00, or approximately $14.29 per share. The parties intend that such consideration shall be payable by a combination of cash and promissory notes. There are no plans or proposals by the Estate nor Patricia L. Smith to take any of the actions listed in Item 4(b)-(j). Page 4 of 5 Pages Item 5. Interest in Securities of the Issuer ------------------------------------ a.-b. Estate. As of April 24, 2000, the Estate did not beneficially own or possess, sole or shared, voting or investment power with respect to any shares of CCBG Common Stock. Patricia L. Smith. As of April 24, 2000, Patricia L. Smith beneficially owned 1,326,352.6 shares of CCBG Common Stock. This amount equals approximately 13.0% of the outstanding shares of the Issuer, based on the shares outstanding as of March 1, 2000 (as reported in the Issuer's Definitive Proxy Statement on Schedule 14A filed with the SEC on April 3, 2000). Patricia L. Smith has sole voting and investment power with respect to all such 1,326,352.6 shares of CCBG Common Stock. c. Not applicable. d. Not applicable. e. Not applicable. Item 6. Contacts, Arrangements, Understandings or Relationships ------------------------------------------------------- With Respect to Securities of the Issuer ---------------------------------------- See response to Item 4.a. above. Item 7. Material to be Filed as Exhibits -------------------------------- Not applicable. Signature - --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 5, 2000 /s/ William G. Smith, Jr. ---------------------------------------- William G. Smith, Jr., personal representative of the Estate of William Godfrey Smith, Deceased /s/ Patricia L. Smith ----------------------------------------- Patricia L. Smith -----END PRIVACY-ENHANCED MESSAGE-----